| Date | Dec 17, 2025 12:00 pm - 2:30 pm |
|---|---|
| Location | Pane Vino on the Avenue |
Program Registration : 12:00 PM
Come early, it’s a great chance to network!
Lunch: 12:15-1:00 PM
Presentation and Q&A: 1:00 PM-2:00 PM
Topic: A.I. in Financial Planning and Accounting: Opportunities, Risks, and Legal Compliance
Speaker: Katarina B. Polozie, CIPP/ US, AIGP, and Partner – Woods Oviatt Gilman LLP, Business and Finance Department, and Practice Group Leader for the Data Privacy and Data Security Group and Trent Bolar, counsel- Woods Oviatt Gilman LLP
Session Description: Artificial Intelligence is transforming the financial planning landscape— streamlining operations, enhancing predictive analytics, and improving client engagement. Yet, with innovation comes complexity. This session explores the dual dimensions of AI adoption: the strategic opportunities for financial planners and accountants and the legal and regulatory challenges that accompany them. We will examine key compliance considerations, including data privacy, fiduciary obligations, algorithmic bias, and emerging AI regulations. Attendees will gain practical insights on how to leverage AI responsibly while mitigating legal risk and maintaining client trust.
Kate Polozie is a partner at Woods Oviatt Gilman and practice group leader for the Data Privacy, Data Security and AI Governance practice area. She works with organizations to design and implement AI Governance Plans that meet emerging regulatory requirements, ethical standards, and operational realities. Her approach ensures transparency, accountability, and risk management in AI-driven systems—critical for industries where trust and compliance are paramount. In addition to her leadership in AI governance, Kate has extensive experience in mergers and acquisitions and complex commercial transactions, giving her a unique perspective on how technology and regulation intersect in high-stakes business decisions. Known for her ability to translate complex legal and technical issues into clear, actionable strategies, she helps clients navigate change with confidence and clarity.
Trent Bolar is Of Counsel at Woods Oviatt Gillman and a member of the Data Privacy, Data Security and AI Governance practice area. He helps businesses develop and implement ethical AI governance frameworks that align with current laws, regulations, and industry standards. In addition to focusing on AI governance, Trent also counsels’ clients on AI patent matters, giving him a distinct perspective on AI development, deployment, and use. As an organized and creative problem-solver, he excels at applying a comprehensive governance approach to guide diverse teams through complex, agile projects.
